SFC Licenses (CE No. BLF248) – since May 2018
Type 1
(dealing in securities)
Type 4
(advising on securities)
Type 9
(asset management)
HKEX Participant – since Feb 2019
Exchange participant
(No. 02140)
Direct settlement participant (No. B02140)
Qualified Foreign Institutional Investors (QFII)
– since Nov 2020
Domestic Securities and Futures Business License of PRC
Unified social credit code (foreign institution no.): F2020HKS044